Jody Janelle

SyncDog: Modern Mobile Security for FINRA Compliance As financial institutions adopt BYOD and COPE models, FINRA regulations demand strict controls over data security, communication monitoring, auditability, & record retention. Traditional Mobile Device Management (MDM) tools were designed to manage devices, not enforce data governance or compliance. SyncDog’s Trusted Mobile Workspace, a containerization solution, addresses these challenges by ensuring compliance with key FINRA rules & modernizing mobile data protection. Relevant FINRA Regulations on Mobile Security 1.         Rule 17a-4(f): Requires firms to securely preserve electronic communications & ensure they are encrypted & audit-ready. SyncDog's container ensures FIPS 140-2 encryption & audit logs for all work-related interactions, simplifying compliance 2.         Rule 3110: Mandates that firms implement supervisory procedures, including strong access controls. SyncDog provides granular data access policies within its container, ensuring only authorized users can interact with business information 3.         Rule 4511: Ensures that business records are tamper-proof & retained for required periods. SyncDog’s containerized environment guarantees tamper-evident logs & protects sensitive data from unauthorized access SyncDog vs. Traditional MDM Solutions MDM solutions are device-centric, controlling the entire device, including personal apps & data. This broad approach often fails to meet the granular data security & privacy separation required by FINRA. Why SyncDog is the Future of Mobile Security As the regulatory landscape around data security & privacy continues to tighten, SyncDog offers a future-proof solution. Its containerization model is specifically designed to meet evolving standards, offering: •           End-to-End Data Encryption: Compliance with FINRA Rule 17a-4(f) for secure data storage & transmission •           User Privacy: Separation of work & personal data ensures FINRA Rule 3110 compliance without invasive monitoring •           Regulatory Readiness: Audit logs & selective wipes simplify compliance with FINRA Rule 4511 & other industry standards SyncDog’s solution guarantees mobile data security while preserving user privacy, without relying on outdated & invasive MDM solutions. The Bottom Line: SyncDog is the Best Solution for FINRA Compliance SyncDog’s Trusted Mobile Workspace directly addresses the key compliance issues that financial institutions face in the mobile era, offering: •           Secure containerization of mobile data that ensures FINRA compliance •           Advanced encryption & audit-ready logs •           Protection of personal privacy If you're working with regulated financial data, SyncDog delivers compliance-grade security without compromising device usability or employee privacy, far beyond what outdated MDM solutions can offer. ▶️https://lnkd.in/emU-u9bW #FINRACompliance #MobileSecurity #ZeroTrust #BYODSecurity

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BOSTON CYBERSECURITY EVENTS (MARCH & APRIL) Boston’s cybersecurity community is one of the strongest in the world. 1️⃣ GPSEC® BOSTON – PREMIER CYBERSECURITY CONFERENCE 📅 March 19, 2026 | 8:00 AM – 6:00 PM 📍 Gillette Stadium - Foxboro, MA 🛡️ A one-day cybersecurity event bringing together C-level executives, security engineers, consultants, and vendors to tackle real-world cyber challenges. 👥 Hosted by GuidePoint Security 👤 Speaker: Greg van der Gaast + more 🔗 Event Details: Reach out to GuidePoint for more information. 2️⃣ BOSTON SECURITY MEETUP (BSM) 📅 March 19, 2026 | 7:00 PM 📍 Nerd Center — Cambridge, MA 🎤 Talk: Cyber Threats to Water Infrastructure by Joshua Corman 👥 Hosted by Boston Security Meetup | ⬛️ Ori Zigindere Networking, pizza, and discussion on national resilience and critical infrastructure threats. 🔗 Event Details & RSVP: https://lnkd.in/eB58wwxa 3️⃣ GBI CISO BOSTON EVENING GATHERING 📅 March 26, 2026 | 5:30 PM 📍 Boston, MA 👔 Private gathering for Boston security executives focused on emerging trends, leadership strategy, and peer discussion. 👥 Hosted by GBI Impact 🔗 Event Details: https://lnkd.in/e7AwEA6A 🎟️ RSVP: https://lnkd.in/eAn73aFv 4️⃣ SECUREWORLD BOSTON 📅 April 8–9, 2026 📍 Hynes Convention Center — Boston 🌎 One of the largest #cybersecurity conferences in the region featuring security leaders, practitioners, and industry experts. 👥 Hosted by SecureWorld 👤 Speakers: Astrid Lambert, Javed Ikbal, Silas Adams, Robyn Ready, Nicholas Bruno, Jagathi Gururajan, Kyle Bubp, Praveen Sharma, BIll Bowman + 🔗 Event Details: https://lnkd.in/eZA8sZXK 🎟️ RSVP: https://lnkd.in/e8zM2Txe 5️⃣ OWASP BASC 2026 (BOSTON APPLICATION SECURITY CONFERENCE) 📅 April 11, 2026 | 8:00 AM – 5:00 PM 📍 Boston Marriott Cambridge 🔐 Annual application security conference with talks and workshops focused on modern #AppSec trends. 👥 Hosted by OWASP Boston 👤 Speakers: Bonnie Butlin, Antoine Carossio, Mav Levin, John Amaral, Tejpal Garhwal, Joseph Katsioloudes, Eitan Worcel + 🔗 Event Details: https://basconf.org/ 🎟️ RSVP: https://lnkd.in/emgjT85b 6️⃣ IANS CISO ROUNDTABLE – BOSTON 📅 April 14, 2026 | 8:00 AM – 4:00 PM 📍 Omni Boston Hotel at the Seaport 🧠 Closed-door roundtable designed for peer #CISOs to discuss security leadership, strategy, and real-world challenges. 👥 Hosted by IANS 👤 Speakers: Lisa Perdelwitz, J Wolfgang Goerlich, Steven Martano + 🔗 Event Details & RSVP: https://lnkd.in/eENXqE75 If I missed any strong events, drop them below 👇

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John Nave and Ninamarie Keri from Softek are at FINRA's premier event—the Annual Conference, kicking off today. This event hosts over 30 sessions covering trending topics such as: Communications Supervision Self-Directed Investors Vendor Risk Management Cyber Threat Landscape Capital Formation Remote Supervision Complex Offerings At Softek, we are committed to addressing the dynamic challenges of regulatory uncertainty and adapting to changes in regulatory approaches with our clients. Our dedicated team is actively engaging in opportunities to deepen their understanding of FINRA’s perspectives and approach to examinations. We recognize that these themes are vital for discussion and aim to empower our clients with the most efficient solutions, aligned with the latest regulatory insights. The FINRA Annual Conference provides an excellent environment for member firms to learn directly from FINRA staff and connect with industry peers. We hope to see you there.

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Broadridge Financial Solutions, one of Long Island’s largest employers, will be getting help from the Suffolk County IDA for a 10-year, $90.88 million renovation plan. https://lnkd.in/dau4C5kF

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